Introduction to information data of employees of securities investment consulting institutions
Securities practitioners refer to those who are formally employed by or sign labor service agreements with securities practitioners approved by the China Securities Regulatory Commission in accordance with the law. Securities practitioners must obtain a securities practitioner qualification certificate from the China Securities Regulatory Commission in accordance with relevant regulations before they can work in various securities professional positions; at least two-thirds of the general managers, deputy general managers and senior managers of securities intermediary institutions should obtain securities qualification certificates. Practicing Qualification Certificate; Without obtaining the securities industry qualification, no one is allowed to work in various securities professional positions except those who meet the exemption requirements.
According to regulations, securities practitioners mainly refer to the following personnel:
- 1. The general manager and deputy general manager of a securities intermediary institution, except for the deputy general manager who is not responsible for securities business in concurrent securities operating institutions and institutions specified in Item 5 of this paragraph;
- 2. The securities business institution shall have chief and deputy managers of each securities business department;
- 3. The principal and deputy managers of the securities business department under the securities operating institution;
- 4. Professionals engaged in securities issuance agency business in securities operating institutions;
- 5. Professionals engaged in securities proprietary business in securities operating institutions;
- 6. Professionals in securities operating institutions and securities investment consulting institutions who are engaged in providing investment consulting services to clients;
- 7. The listing representative of securities operating institutions in the stock exchange;
- 8. The securities clearing and registration institution shall have chief and deputy managers of each business department;
- 9. Securities investment consulting institutions have chief and deputy managers of each business department;
- 10. Computer managers of various securities intermediaries;
- 11. Other practitioners that the China Securities Regulatory Commission deems necessary to confirm their qualifications;
CnOpenData securities investment consulting agency employee information data contains basic information and professional experience change information of securities company practitioners since 2003, includingname, education, registration number, position, practice institution, registration date, Fields such as resignation registration dateand so on.
Time interval
2003.08-2023.5.30
Field display
Practitioner basic information table fields | Practitioner career experience change table fields |
---|---|
Practitioner ID | Practitioner ID |
Name | Registration number |
Gender | Registration date |
Registration number | Practice organization |
Education | Career positions |
Registration date | Registration status |
Professional position ID | Resignation date |
Career positions | |
Job ownership | |
Internship address | |
Practice organization | |
Practice organization website | |
Phone number of practice institution |
Sample data
Basic Information Form for Employees of Securities Investment Consulting Institutions
Practitioner ID | Last name* | Gender | Registration number | Education | Registration date | Professional position ID | Career positions | Job ownership | Internship address | Practice Organization | Practice organization website | Phone number of practice institution |
---|---|---|---|---|---|---|---|---|---|---|---|---|
179851 | Lin* | Female | A0400622060001 | Master's degree | 2022-06-17 | 5 | Securities investment consulting (investment advisory) | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
196010 | Kang* | Male | A0400123020001 | Undergraduate | 2023-02-07 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
20614 | 陈* | Male | A0400622120001 | Undergraduate | 2022-12-30 | 5 | Securities investment consulting (investment advisory) | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
234538 | 王* | Male | A0400622060002 | Undergraduate | 2022-06-24 | 5 | Securities investment consulting (investment advisory) | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
242862 | Rui* | Female | A0400122090001 | Undergraduate | 2022-09-02 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
244336 | Rao* | Male | A0400123030001 | Undergraduate | 2023-03-03 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
256863 | Pei* | Male | A0400122060004 | Undergraduate | 2022-06-07 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
273836 | Xu* | Female | A0400122100001 | Undergraduate | 2022-10-11 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
291050 | Guo* | Female | A0400122060015 | Undergraduate | 2022-06-21 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
291061 | Qiu* | Male | A0400122070003 | Undergraduate | 2022-07-08 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
343922 | Ling* | Female | A0400621030001 | Undergraduate | 2021-03-02 | 5 | Securities investment consulting (investment advisory) | Research Department | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
352527 | Shu* | Male | A0400123020003 | Undergraduate | 2023-02-17 | 0 | General securities business | Nanjing Branch | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
363755 | Hu* | Male | A0400122030001 | Undergraduate | 2022-03-18 | 0 | General securities business | Manager’s Office | Anhui Great Times Securities Investment Consulting Co., Ltd. | www.dsd.com.cn | 0551-62526954 | |
007642 | 李* | Male | A0870611010001 | Undergraduate | 2011-01-18 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
113604 | Horse* | Male | A0870123020047 | Undergraduate | 2023-02-11 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
135872 | Pan* | Male | A0870617070004 | Undergraduate | 2017-07-30 | 5 | Securities investment consulting (investment advisory) | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
137410 | Du* | Male | A0870123020011 | College College | 2023-02-06 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
137777 | Liu* | Male | A0870116060002 | Undergraduate | 2016-06-11 | 0 | General securities business | General Manager’s Office | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
140102 | ox* | Female | A0870117060017 | College College | 2017-06-27 | 0 | General securities business | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
140124 | Xu* | Female | A0870621040001 | Undergraduate | 2021-04-02 | 5 | Securities investment consulting (investment advisory) | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
147541 | Korea* | Male | A0870123020131 | Undergraduate | 2023-02-23 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
152636 | Liang* | Female | A0870123020033 | Undergraduate | 2023-02-09 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
154746 | 玎* | Female | A0870621030001 | Undergraduate | 2021-03-29 | 5 | Securities investment consulting (investment advisory) | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
159908 | Zheng* | Male | A0870616070001 | Master's degree | 2016-07-22 | 5 | Securities investment consulting (investment advisory) | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
161853 | 李* | Female | A0870117080008 | College College | 2017-08-14 | 0 | General securities business | Shandong Sales Center Four | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
172201 | Tian* | Female | A0870123020036 | Undergraduate | 2023-02-09 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
175980 | Cai* | Male | A0870622090001 | Undergraduate | 2022-09-01 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
176190 | Liu* | Female | A0870118080001 | Undergraduate | 2018-08-20 | 0 | General securities business | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
177201 | Hu* | Female | A0870616100003 | Undergraduate | 2016-10-16 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
183423 | Stone* | Male | A0870621100002 | Undergraduate | 2021-10-26 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
183628 | 李* | Female | A0870617070001 | Undergraduate | 2017-07-11 | 5 | Securities investment consulting (investment advisory) | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
185244 | Liu* | Male | A0870618110001 | Undergraduate | 2018-11-14 | 5 | Securities investment consulting (investment advisory) | Other functional centers | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
186870 | week* | Male | A0870617070003 | Undergraduate | 2017-07-24 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
192047 | LV* | Male | A0870116120002 | College College | 2016-12-03 | 0 | General securities business | Tianjin Blues Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
193125 | 王* | Male | A0870117010001 | College College | 2017-01-15 | 0 | General securities business | Shandong Sales Center Four | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
19773 | Hu* | Male | A0870123030033 | Undergraduate | 2023-03-03 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
199802 | 王* | Male | A0870623020007 | Undergraduate | 2023-02-21 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
199954 | Jia* | Male | A0870620110001 | Undergraduate | 2020-11-24 | 5 | Securities investment consulting (investment advisory) | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
201873 | Sun* | Female | A0870621050003 | Undergraduate | 2021-05-18 | 5 | Securities investment consulting (investment advisory) | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
203403 | 李* | Male | A0870122120011 | High School | 2022-12-09 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
204280 | 王* | Male | A0870117030001 | Undergraduate | 2017-03-21 | 0 | General securities business | Tianjin Investment and Education Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
207243 | 张* | Female | A0870117040004 | Technical secondary school | 2017-04-29 | 0 | General securities business | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
208006 | 王* | Female | A0870117030002 | College College | 2017-03-21 | 0 | General securities business | Shandong Sales Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
209248 | Qin* | Male | A0870123020009 | Undergraduate | 2023-02-06 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
213951 | Chu* | Male | A0870123020103 | High School | 2023-02-21 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
216127 | Zhao* | Male | A0870117070001 | Undergraduate | 2017-07-02 | 0 | General securities business | Shandong Sales Center Four | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
216343 | Sun* | Female | A0870117050002 | College College | 2017-05-07 | 0 | General securities business | Tianjin Blues Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
220324 | High* | Male | A0870123020132 | Undergraduate | 2023-02-23 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
221163 | Dong* | Male | A0870120070019 | College College | 2020-07-27 | 0 | General securities business | Tianjin Investment and Education Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 | |
223549 | 李* | Male | A0870123020010 | Undergraduate | 2023-02-06 | 0 | General securities business | R&D Center | Beijing Hezhonghuifu Technology Co., Ltd. | www.hzhfzx.com | 18560219464 |
Career experience change table of employees of securities investment consulting institutions
Practitioner ID | Registration number | Registration date | Practice Organization | Career positions | Registration Status |
---|---|---|---|---|---|
003953 | A0100621050005 | 2021-05-21 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
004388 | A0100119010001 | 2019-01-22 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Changes within the organization |
004388 | A0100619060002 | 2019-06-08 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
004388 | A0100622060006 | 2022-06-09 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
036738 | A0100621040002 | 2021-04-19 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
038161 | A0100622040004 | 2022-04-15 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
050176 | A0100622120003 | 2022-12-12 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
077957 | A0100121110004 | 2021-11-23 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
084935 | A0100123030017 | 2023-03-03 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
086167 | A0100621050008 | 2021-05-27 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
088148 | A0100621080007 | 2021-08-26 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
093609 | A0100621070004 | 2021-07-27 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
096616 | A0100620110003 | 2020-11-18 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
113604 | A0100122110049 | 2022-11-21 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Resignation and cancellation |
119327 | A0100622030004 | 2022-03-14 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
122821 | A0100621010004 | 2021-01-20 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
130380 | A0100122090062 | 2022-09-26 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Changes within the organization |
130380 | A0100622100002 | 2022-10-19 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
136700 | A0100621080003 | 2021-08-09 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
13854 | A0100119010002 | 2019-01-22 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Resignation and cancellation |
13854 | A0100622050007 | 2022-05-17 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
142802 | A0100620120006 | 2020-12-25 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
143439 | A0100622080007 | 2022-08-12 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
146741 | A0100620070001 | 2020-07-07 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
146741 | A0100622080005 | 2022-08-09 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
147541 | A0100622010009 | 2022-01-21 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
148655 | A0100620060004 | 2020-06-22 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
154913 | A0100622060012 | 2022-06-16 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
156825 | A0100122080053 | 2022-08-15 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Resignation and cancellation |
16331 | A0100123020038 | 2023-02-14 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
165197 | A0100122100013 | 2022-10-14 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
165797 | A0100122010019 | 2022-01-27 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
166059 | A0100622100001 | 2022-10-11 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
168895 | A0100622030001 | 2022-03-03 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
170975 | A0100123020007 | 2023-02-06 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
172201 | A0100122110023 | 2022-11-07 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Resignation and cancellation |
174590 | A0100622010008 | 2022-01-21 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
178852 | A0100622020007 | 2022-02-17 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
179832 | A0100122090068 | 2022-09-27 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
179884 | A0100619060001 | 2019-06-08 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
187060 | A0100620090001 | 2020-09-10 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
190316 | A0100122080036 | 2022-08-11 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Normal |
193638 | A0100622060009 | 2022-06-10 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
193638 | A0100123020035 | 2023-02-14 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Changes within the organization |
193638 | A0100623020012 | 2023-02-28 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
195650 | A0100120110001 | 2020-11-17 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Changes within the organization |
195650 | A0100621050004 | 2021-05-20 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
197741 | A0100620070007 | 2020-07-23 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Normal |
19901090 | A0100122090041 | 2022-09-15 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | General securities business | Changes within the organization |
19901090 | A0100622090007 | 2022-09-27 | Beijing Oriental Gaosheng Investment Consulting Co., Ltd. | Securities investment consulting (investment advisory) | Resignation and cancellation |
Data update frequency
Annual Update