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  In order to further improve the quality of listed companies, protect the legitimate rights and interests of investors, and maintain the order of the securities market, in accordance with the "Notice of the General Office of the State Council on Promoting Random Inspections and Standardizing In-process and Post-Exit Supervision" issued by the State Council (Guobanfa [2015] No. 58 ) and other policy documents, the China Securities Regulatory Commission issued the "Notice on Issuing the Implementation Plan for the Promotion of Random Inspections by the China Securities Regulatory Commission" (Zhengjianfa [2015] No. 80), and began to implement on-site inspections and random inspections of listed companies in 2016, requiring Different provinces and cities under separate state planning conduct random inspections of listed companies to strengthen preventive supervision.

 CnOpenData has launched random inspection data for on-site inspections of A-share listed companies, including provinces and cities under separate state planning, date of issuance, work start time, inspection scope deadline, number of listed companies in the jurisdiction, company name at the time of extraction, etc. field.


Time interval

2016-2021


Field display

On-site inspection and random inspection data of A-share listed companies
Provinces and cities under separate state planning
Year
Date of publication
Announcement date
Supervisory unit
Witness
Work commencement time
Check range deadline
Number of listed companies in the jurisdiction (number)
Number (households) excluded from the list of inspection objects
Number of listed companies (households) included in this random selection
Extraction ratio
The inspection object (home) should be selected
The object of inspection (household) is selected this time
Extract serial number
Securities code
Extract the current name of the company - as of 2020
Company name at the time of extraction
Prosecutors

Sample data

On-site inspection and random inspection data of A-share listed companies

Provinces and cities under separate state planning Year Date of publication Announcement Date Supervisory unit Witnesses Work commencement time Check range deadline Number of listed companies in the jurisdiction (number) Number (households) excluded from the list of inspection objects Number of listed companies (households) included in this random selection Extraction ratio The inspection object (home) should be selected This extraction and inspection object (home) Extract serial number Securities code Extract the current name of the company - as of 2020 Company name at the time of extraction Prosecutors
Anhui 2020 2020/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection Office of Anhui Securities Regulatory Bureau and Anhui Listed Companies Association 107 0 107 0.05 6 6 1 002556 Anhui Huilong Agricultural Materials Group Co., Ltd. Anhui Huilong Agricultural Materials Group Co., Ltd.
Anhui 2020 2020/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection Office of Anhui Securities Regulatory Bureau and Anhui Listed Companies Association 107 0 107 0.05 6 6 2 600444 SINOMACH General Machinery Technology Co., Ltd. SINOMACH General Machinery Technology Co., Ltd.
Anhui 2020 2020/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection Office of Anhui Securities Regulatory Bureau and Anhui Listed Companies Association 107 0 107 0.05 6 6 3 603527 Anhui Zhongyuan New Materials Co., Ltd. Anhui Zhongyuan New Materials Co., Ltd.
Anhui 2020 2020/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection Office of Anhui Securities Regulatory Bureau and Anhui Listed Companies Association 107 0 107 0.05 6 6 4 603357 Anhui Provincial Transportation Planning and Design Research Institute Co., Ltd. Anhui Provincial Transportation Planning and Design Research Institute Co., Ltd.
Anhui 2020 2020/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection Office of Anhui Securities Regulatory Bureau and Anhui Listed Companies Association 107 0 107 0.05 6 6 5 600237 Anhui Tongfeng Electronics Co., Ltd. Anhui Tongfeng Electronics Co., Ltd.
Anhui 2020 2020/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection Office of Anhui Securities Regulatory Bureau and Anhui Listed Companies Association 107 0 107 0.05 6 6 6 600520 Wenyi Sanjia Technology Co., Ltd. Wenyi Sanjia Technology Co., Ltd.
Anhui 2019 2019/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection and Supervision Office of Anhui Securities Regulatory Bureau, Anhui Listed Companies Association and regulatory cadres throughout the office 103 0 103 0.05 6 6 1 603801 Zhibang Home Furnishing Co., Ltd. Zhibang Home Furnishing Co., Ltd. Wang Deng
Anhui 2019 2019/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection and Supervision Office of Anhui Securities Regulatory Bureau, Anhui Listed Companies Association and regulatory cadres throughout the office 103 0 103 0.05 6 6 2 603768 Hefei Changqing Machinery Co., Ltd. Hefei Changqing Machinery Co., Ltd. Wang Deng
Anhui 2019 2019/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection and Supervision Office of Anhui Securities Regulatory Bureau, Anhui Listed Companies Association and regulatory cadres throughout the office 103 0 103 0.05 6 6 3 300577 Anhui Kerun Co., Ltd. Anhui Kerun Co., Ltd. Celebration Pine
Anhui 2019 2019/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection and Supervision Office of Anhui Securities Regulatory Bureau, Anhui Listed Companies Association and regulatory cadres throughout the office 103 0 103 0.05 6 6 4 002226 Anhui Jiangnan Chemical Co., Ltd. Anhui Jiangnan Chemical Co., Ltd. Shen Hao
Anhui 2019 2019/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection and Supervision Office of Anhui Securities Regulatory Bureau, Anhui Listed Companies Association and regulatory cadres throughout the office 103 0 103 0.05 6 6 5 002171 Anhui Chujiang Technology New Materials Co., Ltd. Anhui Chujiang Technology New Materials Co., Ltd. Wang Deng
Anhui 2019 2019/4/15 Anhui Securities Regulatory Bureau Relevant personnel from the Discipline Inspection and Supervision Office of Anhui Securities Regulatory Bureau, Anhui Listed Companies Association and regulatory cadres throughout the office 103 0 103 0.05 6 6 6 600470 Anhui Liuguo Chemical Co., Ltd. Anhui Liuguo Chemical Co., Ltd. Wang Di
Anhui 2018 2018/4/23 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the Anhui Listed Companies Association and all supervisory cadres 102 0 102 0.05 6 6 1 600255 Anhui Xinke New Materials Co., Ltd. Anhui Mengzhou Industrial Co., Ltd. Celebration Pine
Anhui 2018 2018/4/23 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the Anhui Listed Companies Association and all supervisory cadres 102 0 102 0.05 6 6 2 000859 Anhui Guofeng Plastic Industry Co., Ltd. Anhui Guofeng Plastic Industry Co., Ltd. Jiang Cheng
Anhui 2018 2018/4/23 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the Anhui Listed Companies Association and all supervisory cadres 102 0 102 0.05 6 6 3 002607 Zhonggong Education Technology Co., Ltd. Yaxia Automobile Co., Ltd. Wang Deng
Anhui 2018 2018/4/23 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the Anhui Listed Companies Association and all supervisory cadres 102 0 102 0.05 6 6 4 603599 Anhui Guangxin Agricultural Chemical Co., Ltd. Anhui Guangxin Agricultural Chemical Co., Ltd. Celebration Pine
Anhui 2018 2018/4/23 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the Anhui Listed Companies Association and all supervisory cadres 102 0 102 0.05 6 6 5 300475 Anhui Julong Transmission Technology Co., Ltd. Anhui Julong Transmission Technology Co., Ltd. Wang Deng
Anhui 2018 2018/4/23 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the Anhui Listed Companies Association and all supervisory cadres 102 0 102 0.05 6 6 6 600761 Anhui Heli Co., Ltd. Anhui Heli Co., Ltd. Jiang Cheng
Anhui 2017 2017/3/13 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the person in charge of the Anhui Listed Companies Association and all supervisory cadres 93 0 93 0.05 5 5 1 600318 Anhui Xinli Financial Co., Ltd. Anhui Xinli Financial Co., Ltd. Liu Zicheng
Anhui 2017 2017/3/13 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the person in charge of the Anhui Listed Companies Association and all supervisory cadres 93 0 93 0.05 5 5 2 300087 Anhui Quanyin Hi-Tech Seed Industry Co., Ltd. Anhui Quanyin Hi-Tech Seed Industry Co., Ltd. Liu Zicheng
Anhui 2017 2017/3/13 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the person in charge of the Anhui Listed Companies Association and all supervisory cadres 93 0 93 0.05 5 5 3 603308 Anhui Yingliu Mechanical and Electrical Co., Ltd. Anhui Yingliu Mechanical and Electrical Co., Ltd. Jiang Cheng
Anhui 2017 2017/3/13 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the person in charge of the Anhui Listed Companies Association and all supervisory cadres 93 0 93 0.05 5 5 4 603589 Anhui Kouzi Liquor Co., Ltd. Anhui Kouzi Liquor Co., Ltd. Liu Zicheng
Anhui 2017 2017/3/13 Anhui Securities Regulatory Bureau The person in charge of the Discipline Inspection and Supervision Office of the Anhui Securities Regulatory Bureau, the person in charge of the Anhui Listed Companies Association and all supervisory cadres 93 0 93 0.05 5 5 5 002743 Anhui Fuhuang Steel Structure Co., Ltd. Anhui Fuhuang Steel Structure Co., Ltd. Jiang Cheng
Anhui 2016 2016/6/6 Anhui Securities Regulatory Bureau The person in charge of the Anhui Listed Companies Association, the staff of the Bureau’s Discipline Inspection and Supervision Office and the supervisory cadres of the entire department 88 0 88 0.05 5 5 1 600985 Huaibei Mining Holdings Co., Ltd. Anhui Leiming Chemical Co., Ltd. Willow
Anhui 2016 2016/6/6 Anhui Securities Regulatory Bureau The person in charge of the Anhui Listed Companies Association, the staff of the Bureau’s Discipline Inspection and Supervision Office and the supervisory cadres of the entire department 88 0 88 0.05 5 5 2 603011 Hefei Heduan Intelligent Manufacturing Co., Ltd. Hefei Heduan Machine Tool Co., Ltd. Jiang Cheng
Anhui 2016 2016/6/6 Anhui Securities Regulatory Bureau The person in charge of the Anhui Listed Companies Association, the staff of the Bureau’s Discipline Inspection and Supervision Office and the supervisory cadres of the entire department 88 0 88 0.05 5 5 3 000850 Anhui Huamao Textile Co., Ltd. Anhui Huamao Textile Co., Ltd. Liu Zicheng
Anhui 2016 2016/6/6 Anhui Securities Regulatory Bureau The person in charge of the Anhui Listed Companies Association, the staff of the Bureau’s Discipline Inspection and Supervision Office and the supervisory cadres of the entire department 88 0 88 0.05 5 5 4 002690 Hefei Meiya Optoelectronics Technology Co., Ltd. Hefei Meiya Optoelectronics Technology Co., Ltd. Jiang Cheng
Anhui 2016 2016/6/6 Anhui Securities Regulatory Bureau The person in charge of the Anhui Listed Companies Association, the staff of the Bureau’s Discipline Inspection and Supervision Office and the supervisory cadres of the entire department 88 0 88 0.05 5 5 5 300452 Anhui Shanhe Pharmaceutical Excipients Co., Ltd. Anhui Shanhe Pharmaceutical Excipients Co., Ltd. Liu Zicheng
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 1 603616 Beijing Hanjian Heshan Pipe Industry Co., Ltd. Han Jianheshan Li Zhongquan, Li Yang
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 2 600890 China Real Estate Co., Ltd. *ST Zhongfang Wang Jing, Lu Hong
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 3 600962 SDIC Zhonglu Juice Co., Ltd. SDIC Zhonglu Zhang Hua, Xiao Xuefei
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 4 600968 CNOOC Energy Development Co., Ltd. Offshore Oil Development Lei Fenfang, Xu Jianbin
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 5 300449 Beijing Hanbang Hi-Tech Digital Technology Co., Ltd. Hanbang Hi-Tech Zhao Chong, Zhang Jing
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 6 300344 Cube Digital Co., Ltd. Cube Math Huang Xin, Lin Yajie
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 7 300182 Beijing Jebsen Century Technology Co., Ltd. Jebsen Shares Jia Yuanchun, Zhang Weihang
Beijing 2021 2021/12/30 2021/12/30 Beijing Securities Regulatory Bureau Discipline Inspection Office of Beijing Securities Regulatory Bureau 2021/4/29 2020/12/31 381 0 381 0.02 8 8 8 300662 Beijing Career International Human Resources Co., Ltd. Career International Wu Yuxin, Wang Yina
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 1 600860 Beijing Jingcheng Mechanical and Electrical Co., Ltd. *ST Jingcheng Li Yang, Wang Jing
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 2 688198 Beijing Bairen Medical Technology Co., Ltd. Bairen Medical Xiao Xuefei, Jin Shenzhe
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 3 601658 Postal Savings Bank of China Co., Ltd. Postal Savings Bank Luo Wentao, Lu Hong
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 4 600376 Beijing Capital Development Co., Ltd. First opening shares Lei Fenfang, Lu Hong
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 5 603598 Gravity Media Co., Ltd. Gravity Media Li Yang, Luo Wentao
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 6 300038 Beijing Shuzhi Technology Co., Ltd. Shu Zhi Technology Wu Yuxin, Hong Liang
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 7 002642 Ronglian Technology Group Co., Ltd. Ronglian Technology Lin Yajie, Xu Kai
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 8 300370 Beijing Security Technology Co., Ltd. Security Control Technology Zhang Weihang, Zhang Ye
Beijing Second half of 2020 2020/8/10 2020/8/10 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/8/6 2019/12/31 346 0 346 0.052 18 9 9 300010 Doushen Education Technology (Beijing) Co., Ltd. Li Sichen Zhang Jing, Zhang Weihang
Beijing Second half of 2020 2020/4/13 2020/4/9 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/4/7 2019/12/31 346 73 273 0.052 18 9 1 000839 CITIC Guoan Information Industry Co., Ltd. CITIC Guoan Luo Wentao
Beijing First half of 2020 2020/4/13 2020/4/9 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/4/7 2019/12/31 346 73 273 0.052 18 9 2 601598 Sinotrans Co., Ltd. Sinotrans Li Yang
Beijing First half of 2020 2020/4/13 2020/4/9 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/4/7 2019/12/31 346 73 273 0.052 18 9 3 603098 Senti Shixing Group Co., Ltd. Sente Shares Dong Han
Beijing First half of 2020 2020/4/13 2020/4/9 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/4/7 2019/12/31 346 73 273 0.052 18 9 4 000938 Unigroup Co., Ltd. Tsinghua Unigroup Xiao Xuefei
Beijing First half of 2020 2020/4/13 2020/4/9 Beijing Securities Regulatory Bureau Representatives of listed companies and staff of the Discipline Inspection Office of Beijing Securities Regulatory Bureau 2020/4/7 2019/12/31 346 73 273 0.052 18 9 5 601998 China CITIC Bank Co., Ltd. CITIC Bank Lu Hong

Related literature

  • Teng Fei, Xia Xue, and Xin Yu, 2022: "The China Securities Regulatory Commission's Random Inspection System and the Standardized Operation of Listed Companies", "World Economy" No. 8.
  • Liu Hongxia, Li Jizheng, and Ma Yunbiao, 2022: "Random on-site inspections and auditor caution - a quasi-natural experiment based on the China Securities Regulatory Commission's on-site inspections of listed companies", "Audit Research" Issue 2.

Data update frequency

Annual Update

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