Securities practitioners refer to those who are formally employed by or sign labor service agreements with securities practitioners approved by the China Securities Regulatory Commission in accordance with the law. Securities practitioners must obtain a securities practitioner qualification certificate from the China Securities Regulatory Commission in accordance with relevant regulations before they can work in various securities professional positions; at least two-thirds of the general managers, deputy general managers and senior managers of securities intermediary institutions should obtain securities qualification certificates. Practicing Qualification Certificate; Without obtaining the securities industry qualification, no one is allowed to work in various securities professional positions except those who meet the exemption requirements.
According to regulations, securities practitioners mainly refer to the following personnel:
- 1. The general manager and deputy general manager of a securities intermediary institution, except for the deputy general manager who is not responsible for securities business in concurrent securities operating institutions and institutions specified in Item 5 of this paragraph;
- 2. The securities business institution shall have chief and deputy managers of each securities business department;
- 3. The principal and deputy managers of the securities business department under the securities operating institution;
- 4. Professionals engaged in securities issuance agency business in securities operating institutions;
- 5. Professionals engaged in securities proprietary business in securities operating institutions;
- 6. Professionals in securities operating institutions and securities investment consulting institutions who are engaged in providing investment consulting services to clients;
- 7. The listing representative of securities operating institutions in the stock exchange;
- 8. The securities clearing and registration institution shall have chief and deputy managers of each business department;
- 9. Securities investment consulting institutions have chief and deputy managers of each business department;
- 10. Computer managers of various securities intermediaries;
- 11. Other practitioners that the China Securities Regulatory Commission deems necessary to confirm their qualifications;
This data contains basic information and change information of personnel in securities institutions since 2003. At the same time, according to the type of securities institutions, we divide the basic information table of personnel and the table of changes in personnel career experience into securities companies and securities asset management companies respectively. , securities investment consulting agencies, and credit rating agencies.
Time interval
2003-2022.2
Data structure display
Field display
| Securities Practitioners Basic Information Table Fields | Fields of the career experience change table for securities practitioners |
|---|---|
| Name | Registration number |
| Gender | Registration date |
| Practice organization | Practice organization |
| Registration number | Practice positions |
| Practice positions | Registration status |
| Education | Resignation date |
| Registration date | Practitioner ID |
| Practitioner ID | |
| Professional position ID | |
| Internship address | |
| Job ownership | |
| Practice organization website | |
| Phone number of practice institution |
Sample data
Due to the large number of forms, this page only displays some of the securities companies
Basic information table for employees of securities companies (analysts, insurance agents)
| Name | Gender | Practice Organization | Registration number | Practice Position | Education | Registration date | Practitioner ID | Professional position ID | Internship address | Job ownership | Practice organization website | Phone number of practice institution |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 李** | Female | Aijian Securities Co., Ltd. | S0820111070003 | General securities business | College College | 2011/7/1 | 6244 | 0 | Yulin Education East Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Yellow* | Female | Aijian Securities Co., Ltd. | S0820100010112 | General securities business | College College | 2004/4/12 | 28927 | 0 | Xiamen Hubin Yili Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 陈* | Female | Aijian Securities Co., Ltd. | S0820100010213 | General securities business | Undergraduate | 2004/4/12 | 34451 | 0 | Ningbo Jiangbei Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 贝* | Male | Aijian Securities Co., Ltd. | S0820100010180 | General securities business | College College | 2004/6/1 | 28151 | 0 | Information Technology Department | www.ajzq.com | 021-63340678 | |
| Sun* | Female | Aijian Securities Co., Ltd. | S0820100010170 | General securities business | College College | 2004/4/9 | 28215 | 0 | Information Technology Department | www.ajzq.com | 021-63340678 | |
| History** | Female | Aijian Securities Co., Ltd. | S0820100010238 | General securities business | Undergraduate | 2004/5/10 | 25605 | 0 | Audit and Audit Department | www.ajzq.com | 021-63340678 | |
| Zhao* | Female | Aijian Securities Co., Ltd. | S0820100010093 | General securities business | College College | 2004/4/12 | 33003 | 0 | Shanghai Quyang Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 陈** | Male | Aijian Securities Co., Ltd. | S0820100010150 | General securities business | Undergraduate | 2004/4/9 | 28448 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| He* | Male | Aijian Securities Co., Ltd. | S0820108090403 | General securities business | Undergraduate | 2008/9/19 | 1876 | 0 | Information Technology Department | www.ajzq.com | 021-63340678 | |
| 张* | Male | Aijian Securities Co., Ltd. | S0820110030005 | General securities business | Undergraduate | 2010/3/3 | 35296 | 0 | Information Technology Department | www.ajzq.com | 021-63340678 | |
| Zhu* | Female | Aijian Securities Co., Ltd. | S0820100010134 | General securities business | College College | 2004/4/9 | 28545 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| I** | Female | Aijian Securities Co., Ltd. | S0820100010135 | General securities business | College College | 2004/5/10 | 28532 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Yu* | Female | Aijian Securities Co., Ltd. | S0820100010242 | General securities business | Undergraduate | 2004/4/9 | 25533 | 0 | Investment Banking Department | www.ajzq.com | 021-63340678 | |
| Ling** | Male | Aijian Securities Co., Ltd. | S0820100010136 | General securities business | High School | 2004/4/9 | 28524 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Wei* | Male | Aijian Securities Co., Ltd. | S0820110120005 | General securities business | Undergraduate | 2010/12/14 | 6406 | 0 | Financial Market Department | www.ajzq.com | 021-63340678 | |
| Tang** | Female | Aijian Securities Co., Ltd. | S0820100010092 | General securities business | College College | 2004/4/12 | 33006 | 0 | Financial Management Department | www.ajzq.com | 021-63340678 | |
| 华* | Female | Aijian Securities Co., Ltd. | S0820100010178 | General securities business | Undergraduate | 2004/5/10 | 34029 | 0 | Ningbo Baohua Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 王** | Male | Aijian Securities Co., Ltd. | S0820100010062 | General securities business | Undergraduate | 2004/4/12 | 34018 | 0 | Ningbo Jiangbei Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Tu** | Male | Aijian Securities Co., Ltd. | S0820108040344 | General securities business | College College | 2008/4/24 | 28553 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Ni** | Female | Aijian Securities Co., Ltd. | S0820100010237 | General securities business | Undergraduate | 2004/5/10 | 25627 | 0 | Financial Management Department | www.ajzq.com | 021-63340678 | |
| focus** | Male | Aijian Securities Co., Ltd. | S0820100010061 | General securities business | Undergraduate | 2004/4/12 | 34023 | 0 | Internet Finance Department | www.ajzq.com | 021-63340678 | |
| Week** | Male | Aijian Securities Co., Ltd. | S0820109040444 | General securities business | Undergraduate | 2009/4/8 | 34042 | 0 | Ningbo Huaishu Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Lin* | Male | Aijian Securities Co., Ltd. | S0820100010191 | General securities business | Master's degree | 2004/6/1 | 28032 | 0 | Shanghai Ningxia Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| High** | Male | Aijian Securities Co., Ltd. | S0820100010174 | General securities business | Undergraduate | 2004/4/12 | 33992 | 0 | Liquidation Department | www.ajzq.com | 021-63340678 | |
| Fan* | Female | Aijian Securities Co., Ltd. | S0820100010193 | General securities business | College College | 2004/4/9 | 28009 | 0 | Audit and Audit Department | www.ajzq.com | 021-63340678 | |
| Fu* | Male | Aijian Securities Co., Ltd. | S0820100010079 | General securities business | Undergraduate | 2004/4/12 | 33666 | 0 | Ningbo Jiangbei Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Fan** | Male | Aijian Securities Co., Ltd. | S0820100010076 | General securities business | Undergraduate | 2004/4/12 | 33688 | 0 | Liquidation Department | www.ajzq.com | 021-63340678 | |
| Shao** | Female | Aijian Securities Co., Ltd. | S0820100010160 | General securities business | College College | 2004/4/12 | 33680 | 0 | Financial Management Department | www.ajzq.com | 021-63340678 | |
| fan** | Male | Aijian Securities Co., Ltd. | S0820100010145 | General securities business | Undergraduate | 2004/5/10 | 33017 | 0 | Liquidation Department | www.ajzq.com | 021-63340678 | |
| PU** | Male | Aijian Securities Co., Ltd. | S0820100010215 | General securities business | Undergraduate | 2004/4/9 | 26894 | 0 | Information Technology Department | www.ajzq.com | 021-63340678 | |
| Guo** | Female | Aijian Securities Co., Ltd. | S0820100010044 | General securities business | Undergraduate | 2004/4/12 | 34370 | 0 | Internet Finance Department | www.ajzq.com | 021-63340678 | |
| 中* | Male | Aijian Securities Co., Ltd. | S0820110070013 | General securities business | Undergraduate | 2010/7/19 | 34382 | 0 | Ningbo Jiangbei Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Yuan* | Female | Aijian Securities Co., Ltd. | S0820100010214 | General securities business | Undergraduate | 2004/6/1 | 26919 | 0 | Shanghai Lingling Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Lin** | Female | Aijian Securities Co., Ltd. | S0820100010129 | General securities business | Undergraduate | 2004/4/12 | 29048 | 0 | Xiamen Hubin Yili Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Xue* | Female | Aijian Securities Co., Ltd. | S0820100010139 | General securities business | Technical secondary school | 2004/5/10 | 28510 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Xu** | Male | Aijian Securities Co., Ltd. | S0820100010211 | General securities business | Master's degree | 2004/6/1 | 27188 | 0 | Inspection Office | www.ajzq.com | 021-63340678 | |
| 李* | Male | Aijian Securities Co., Ltd. | S0820108030330 | General securities business | Undergraduate | 2008/3/24 | 29702 | 0 | Shanghai Ningxia Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| Tang** | Male | Aijian Securities Co., Ltd. | S0820112040001 | General securities business | Undergraduate | 2012/4/16 | 30660 | 0 | Shanghai Anguo Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 罗* | Female | Aijian Securities Co., Ltd. | S0820100010196 | General securities business | Undergraduate | 2004/4/9 | 27961 | 0 | Compliance Management Department | www.ajzq.com | 021-63340678 | |
| Liu* | Female | Aijian Securities Co., Ltd. | S0820100010121 | General securities business | Undergraduate | 2004/5/10 | 28792 | 0 | Chongqing Branch | www.ajzq.com | 021-63340678 | |
| Europe** | Female | Aijian Securities Co., Ltd. | S0820100010130 | General securities business | College College | 2004/5/10 | 28579 | 0 | Jiaxing Xiexi Street Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 李* | Female | Aijian Securities Co., Ltd. | S0820100010241 | General securities business | Undergraduate | 2004/4/9 | 25580 | 0 | President’s Office | www.ajzq.com | 021-63340678 | |
| 江** | Female | Aijian Securities Co., Ltd. | S0820100010159 | General securities business | Undergraduate | 2004/6/1 | 28272 | 0 | Operation Management Department | www.ajzq.com | 021-63340678 | |
| Chapter** | Female | Aijian Securities Co., Ltd. | S0820100010197 | General securities business | College College | 2004/4/9 | 27944 | 0 | Operation Management Department | www.ajzq.com | 021-63340678 | |
| Teng** | Male | Aijian Securities Co., Ltd. | S0820100010205 | General securities business | Undergraduate | 2004/4/12 | 34415 | 0 | Ningbo Jiangbei Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| 陈* | Female | Aijian Securities Co., Ltd. | S0820100010067 | General securities business | College College | 2004/4/12 | 33903 | 0 | Shanghai Anguo Road Securities Sales Department | www.ajzq.com | 021-63340678 | |
| cen* | Female | Aijian Securities Co., Ltd. | S0820100010087 | General securities business | Undergraduate | 2004/4/12 | 33046 | 0 | Audit and Audit Department | www.ajzq.com | 021-63340678 | |
| Fuck* | Male | Aijian Securities Co., Ltd. | S0820100010037 | General securities business | College College | 2004/4/12 | 34425 | 0 | Internet Finance Department | www.ajzq.com | 021-63340678 | |
| Ling* | Female | Aijian Securities Co., Ltd. | S0820100010066 | General securities business | College College | 2004/6/1 | 33907 | 0 | Financial Management Department | www.ajzq.com | 021-63340678 | |
| Lin** | Male | Aijian Securities Co., Ltd. | S0820100010104 | General securities business | College College | 2004/4/12 | 29026 | 0 | Xiamen Hubin Yili Securities Sales Department | www.ajzq.com | 021-63340678 |
Career experience change table of securities company employees (analysts, insurance agents)
| Registration number | Registration date | Practice Organization | Practice Position | Registration Status | Resignation date | Practitioner ID |
|---|---|---|---|---|---|---|
| S0820111070003 | 2011-07-01 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 006244 |
| S0820100010170 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028215 |
| S0820100010150 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028448 |
| S0820100010112 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028927 |
| S0820100010093 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033003 |
| S0820110030005 | 2010-03-03 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 035296 |
| S0820100010238 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 025605 |
| S0820100010180 | 2004-06-01 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028151 |
| S0820100010213 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034451 |
| S0820100010092 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033006 |
| S0820100010242 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 025533 |
| S0820100010135 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028532 |
| S0820100010134 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028545 |
| S0820110120005 | 2010-12-14 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 006406 |
| S0820100010136 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028524 |
| S0820108090403 | 2008-09-19 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 001876 |
| S0820100010062 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034018 |
| S0820108040344 | 2008-04-24 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028553 |
| S0820100010178 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034029 |
| S0820100010237 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 025627 |
| S0820100010061 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034023 |
| S0820109040444 | 2009-04-08 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034042 |
| S0820100010191 | 2004-06-01 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028032 |
| S0820100010174 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033992 |
| S0820100010193 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028009 |
| S0820100010076 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033688 |
| S0820100010079 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033666 |
| S0820100010160 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033680 |
| S0820100010145 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033017 |
| S0820100010215 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 026894 |
| S0820110070013 | 2010-07-19 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034382 |
| S0820100010044 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034370 |
| S0820100010211 | 2004-06-01 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 027188 |
| S0820100010139 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028510 |
| S0820108030330 | 2008-03-24 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 029702 |
| S0820100010196 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 027961 |
| S0820112040001 | 2012-04-16 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 030660 |
| S0820100010214 | 2004-06-01 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 026919 |
| S0820100010129 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 029048 |
| S0820100010121 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028792 |
| S0820100010130 | 2004-05-10 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028579 |
| S0820100010241 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 025580 |
| S0820100010197 | 2004-04-09 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 027944 |
| S0820100010067 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033903 |
| S0820100010159 | 2004-06-01 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 028272 |
| S0820100010037 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034425 |
| S0820100010087 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 033046 |
| S0820100010104 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 029026 |
| S0820100010205 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 034415 |
| S0820100010102 | 2004-04-12 | Aijian Securities Co., Ltd. | General securities business | Normal | None | 029057 |
Data update frequency
Annual Update