Data on regulatory measures of Shanghai Stock Exchange for A-share listed companies
Time interval
2013.6.28-2023.1.31
Field display
| Data field table of regulatory measures of Shanghai Stock Exchange for A-share listed companies |
|---|
| Securities code |
| Securities abbreviation |
| Supervision type |
| Processing reasons |
| Involved objects |
| Processing date |
| File name |
Sample data
| Securities code | Security abbreviation | Supervision type | Reason for processing | Objects involved | Processing Date | File name |
|---|---|---|---|---|---|---|
| 600241 | ST Shiwan | Supervisory work letter | Letter on supervision of matters related to the 2022 annual performance forecast of Liaoning Times Wanheng Co., Ltd. | Listed companies, directors, supervisors, senior managers, intermediaries and related personnel | 2023-01-20 | |
| 600243 | Qinghai Huading | Regulatory warning | Decision on issuing regulatory warnings to Qinghai Huading Industrial Co., Ltd. and relevant responsible persons | Listed company, director, supervisor and senior executive - chairman, financial director | 2023-01-20 | SSE_df5238d7635e2df9cd31927c39528059.pdf |
| 600781 | *ST Fu Jen | Public condemnation | Decision to publicly condemn Furen Pharmaceutical Group Co., Ltd., the controlling shareholder of Furen Pharmaceutical Group Co., Ltd. | Controlling shareholder | 2023-01-20 | SSE_bd77b0cdca10272bbecbb08f0a5ce2ce.pdf |
| 688701 | Zhuojin Shares | Notice of criticism | Decision on disciplinary sanctions against Zhejiang Zhuojin Environmental Protection Technology Co., Ltd. and relevant responsible persons | Listed company, directors, supervisors and senior executives - chairman, financial director, secretary to the board | 2023-01-20 | SSE_88b9951b5c7fdde045640a676d7a04ae.pdf |
| 600192 | Great Wall Electrician | Supervisory work letter | Regulatory letter regarding litigation involving subsidiaries of Lanzhou Great Wall Electrical Co., Ltd. | Listed companies | 2023-01-19 | |
| 601878 | Zheshang Securities | Supervisory work letter | Regulatory letter on matters related to non-public issuance | Listed companies, directors, supervisors, senior managers | 2023-01-19 | |
| 600535 | Tasly | Supervisory work letter | Issue a working letter regarding the company's provision for asset impairment provisions | Listed companies, intermediaries and their related personnel | 2023-01-18 | |
| 688020 | Fangbang Shares | Regulatory warning | Decision on issuing supervisory warnings to Guangzhou Fangbang Electronics Co., Ltd. and relevant responsible persons | Listed company, directors, supervisors and senior executives - chairman, financial director, secretary to the board | 2023-01-19 | SSE_1d5e3dbe1093b36220a4e125be2ac31a.pdf |
| 603399 | Jixiang Shares | Supervisory work letter | Regulatory work letter on matters related to information disclosure of Jinzhou Jixiang Molybdenum Co., Ltd. | Listed companies, controlling shareholders and actual controllers | 2023-01-18 | |
| 600869 | Far East Shares | Regulatory warning | Decision on issuing supervisory warnings to Far East Smart Energy Co., Ltd. and relevant responsible persons | Listed company, financial director, secretary to the board of directors | 2023-01-18 | SSE_2dabe7e605d6a5c6a4f576954b9da06e.pdf |
| 600654 | *ST Zhongan | Regulatory warning | Decision on issuing supervisory warnings to Zhonganke Co., Ltd. and relevant responsible persons | Listed company, board secretary, financial director | 2023-01-17 | SSE_a327d0a7bdaab92dd3dd539935e99771.pdf |
| 603131 | Shanghai Hugong | Supervisory work letter | Supervisory work letter regarding the resolutions of the general meeting of shareholders of Shanghai Hugong Welding Group Co., Ltd. | Listed companies, controlling shareholders and actual controllers | 2023-01-17 | |
| 688555 | *ST Zeda | Supervisory work letter | Regulatory letter regarding Zeda Yisheng (Tianjin) Technology Co., Ltd. | Listed companies | 2023-01-16 | |
| 688023 | Anheng Information | Supervisory work letter | Regulatory letter regarding matters related to Hangzhou Anheng Information Technology Co., Ltd. | Listed companies, controlling shareholders and actual controllers | 2023-01-13 | |
| 688332 | Zhongke Lanxun | Supervisory work letter | Regulatory work letter regarding the company’s establishment of partnerships and related party transactions | Listed companies, intermediaries and their related personnel | 2023-01-12 | |
| 603703 | Shengyang Technology | Supervisory work letter | Clear regulatory requirements for matters related to the company's major asset reorganization | Listed companies, directors, supervisors, senior managers, intermediaries and related personnel | 2023-01-11 | |
| 601258 | Pangda Group | Notice of criticism | Decision to notify and criticize Pang Qinghua, the former controlling shareholder and former actual controller of Pangda Automobile Trading Group Co., Ltd. | Controlling shareholder | 2023-01-11 | SSE_ee125a1acc1e9a74a4950dc3f108fc1d.pdf |
| 600167 | Lianmei Holdings | Supervisory work letter | Regulatory letter regarding related transactions of Lianmei Quantum Co., Ltd. | Listed companies, controlling shareholders and actual controllers | 2023-01-09 | |
| 603030 | Quanzhu Holdings | Supervisory work letter | Clear regulatory requirements for the company's change of accounting firm | Listed companies, directors, supervisors, senior managers, intermediaries and related personnel | 2023-01-09 | |
| 603388 | Yuancheng Shares | Supervisory work letter | Clear regulatory requirements for companies changing accounting firms | Listed companies, directors, supervisors, senior managers, intermediaries and related personnel | 2023-01-09 | |
| 605199 | Calabash Baby | Regulatory warning | Decision on issuing supervisory warning to Wei Tianbao, then deputy general manager of Hainan Huluwa Pharmaceutical Group Co., Ltd. | Director, Supervisor and Senior Manager - Deputy General Manager | 2023-01-09 | SSE_d43dd8cad26a5b773bd27d08def4dbd7.pdf |
| 600781 | *ST Fu Jen | Regulatory warning | Decision on issuing regulatory warnings to Furen Pharmaceutical Group Co., Ltd. and relevant responsible persons | Listed company, secretary to the board of directors, director, supervisor and senior manager - general manager | 2023-01-09 | SSE_49abd7385cb082f857e5f29b371e4e4c.pdf |
| 688280 | Jingjin Electric | Supervisory work letter | Regulatory work letter regarding Jingjin Electric Technology Co., Ltd.’s changes in investment projects with part of the raised funds and changes in annual audit institutions | Listed companies, directors, supervisors, senior managers | 2023-01-06 | |
| 688401 | Luwei Optoelectronics | Supervisory work letter | Regulatory work letter on matters related to the company’s external investment in establishing industrial funds and purchasing assets | Listed companies, intermediaries and their related personnel | 2023-01-06 | |
| 603959 | Bailey Technology | Notice of criticism | Decision on disciplinary sanctions against Hunan Baili Engineering Technology Co., Ltd., the counterparty to the asset acquisition transaction and the relevant responsible persons | Listed companies, directors, supervisors and senior executives - chairman, secretary to the board | 2023-01-03 | SSE_6631fa3e2f2486985ef5412f971bcea4.pdf |
| 603959 | Bailey Technology | Public condemnation | Decision on disciplinary sanctions against Hunan Baili Engineering Technology Co., Ltd., the counterparty to the asset acquisition transaction and the relevant responsible persons | Counterparty | 2023-01-03 | SSE_0a8eb8e80912fac21bf82059ce7324af.pdf |
| 600715 | Cultural Investment Holdings | Regulatory warning | Decision on issuing supervisory warnings to Zhongxing Caiguanghua Accounting Firm (Special General Partnership), the 2021 auditor of Cultural Investment Holdings Co., Ltd., and the certified public accountants auditing the annual report | Intermediaries and their related personnel | 2022-12-30 | |
| 600589 | ST Rongtai | Regulatory warning | Decision on issuing supervisory warnings to Dahua Accounting Firm (Special General Partnership), the 2021 auditor of Guangdong Rongtai Industrial Co., Ltd., the annual report audit certified public accountant and the quality control reviewer | Intermediaries and their related personnel | 2022-12-30 | |
| 600734 | ST Shida | Regulatory warning | Decision on issuing supervisory warnings to Fujian Shida Group Co., Ltd.'s 2021 audit institution Zhongxing Caiguanghua Accounting Firm (Special General Partnership), annual report audit certified public accountants and quality control reviewers | Intermediaries and their related personnel | 2022-12-30 | |
| 605077 | Huakang Shares | Supervisory work letter | Regulatory letter regarding the acquisition of company equity by Zhejiang Huakang Pharmaceutical Co., Ltd. | Listed companies | 2022-12-29 | |
| 603898 | Holike | Regulatory warning | Decision on issuing regulatory warnings to Guangdong Sinong Accounting Firm (Special General Partnership), the 2021 auditor of Guangzhou Holike Creative Home Co., Ltd., and the certified public accountants auditing the annual report | Intermediaries and their related personnel | 2022-12-29 | |
| 600615 | Fenghua Shares | Regulatory warning | Decision on issuing supervisory warnings to Chongqing Fenghua (Group) Co., Ltd.’s 2021 audit institution Dahua Accounting Firm (Special General Partnership) and the annual report audit certified public accountants | Intermediaries and their related personnel | 2022-12-29 | |
| 600877 | Acoustic and Optoelectronics Department | Regulatory warning | Decision on issuing regulatory warnings to Daxin Accounting Firm (Special General Partnership), the 2021 auditor of China Electronics Technology Co., Ltd., and the certified public accountants responsible for the annual report audit | Intermediaries and their related personnel | 2022-12-29 | |
| 688388 | Jiayuan Technology | Regulatory warning | Decision on issuing supervisory warnings to Guangdong Jiayuan Technology Co., Ltd.’s 2021 auditor, Shu Lun Pan Certified Public Accountants (Special General Partnership) and the annual report audit certified public accountants | Intermediaries and their related personnel | 2022-12-29 | |
| 600754 | Jinjiang Hotel | Supervisory work letter | Regulatory work letter regarding Shanghai Jin Jiang International Hotel Co., Ltd.’s change of investment direction of raised funds and matters related to related transactions | Intermediaries and their related personnel | 2022-12-23 | |
| 688565 | Liyuan Technology | Notice of criticism | Decision on disciplinary sanctions against Zhejiang Haiyan Liyuan Environmental Protection Technology Co., Ltd. and relevant responsible persons | Listed company, director, supervisor and senior executive - chairman, financial director | 2022-12-22 | SSE_1981335e80cf47cb8c28a8999f11a7ed.pdf |
| 600671 | ST medicine | Notice of criticism | Decision on disciplinary sanctions against shareholders of Hangzhou Tianmushan Pharmaceutical Co., Ltd. | General shareholders | 2022-12-22 | SSE_99220335a949fc5d2980cd1e6ba60dd5.pdf |
| 600870 | Delisting XoC | Notice of criticism | Decision on notifying and criticizing Xiamen Overseas Chinese Electronics Co., Ltd. and relevant responsible persons | Listed companies, directors, supervisors and senior executives - chairman of the board, directors, supervisors and senior executives - general manager, financial director | 2022-12-22 | SSE_0657dad2f5afc311bff2a917dead7c74.pdf |
| 600395 | Panjiang Shares | Regulatory warning | Decision on issuing supervisory warning to Shandong Energy Group Co., Ltd. | General shareholders | 2022-12-19 | SSE_df3ba237cafe5940cbadbb6217193bd6.pdf |
| 600872 | Zhongju High-tech | Supervisory work letter | Regulatory work letter regarding the judicial auction of the controlling shareholder of Zhongju High-tech Industrial (Group) Co., Ltd. | Listed companies, directors, supervisors, senior managers, general shareholders, controlling shareholders and actual controllers | 2022-12-16 | |
| 600322 | Kaifang Development | Supervisory work letter | Clear regulatory requirements for company-related guarantee matters. | Listed companies, directors, supervisors, senior managers, controlling shareholders and actual controllers | 2022-12-16 | |
| 600751 | HNA Technology | Supervisory work letter | Regulatory letter regarding the signing of the "Settlement Agreement" by HNA Technology Co., Ltd. for the guaranteed debts of related parties | Listed companies | 2022-12-14 | |
| 600965 | Fucheng Shares | Regulatory warning | Decision on issuing supervisory warnings to relevant responsible persons of Hebei Fucheng Wufeng Food Co., Ltd. | Financial Director, Secretary to the Board | 2022-12-13 | SSE_07bb981708ca57461a0263c4e216854e.pdf |
| 600965 | Fucheng Shares | Notice of criticism | Decision on notifying and criticizing Hebei Fucheng Wufeng Food Co., Ltd. and relevant responsible persons | Listed company, director, supervisor and senior executive - chairman | 2022-12-13 | SSE_2cb50010f87d546497306271ead3d9b9.pdf |
| 600381 | Qinghai Spring | Regulatory warning | Decision on issuing regulatory warnings to Qinghai Spring Medicinal Resources Technology Co., Ltd. and relevant responsible persons | Listed company, financial director | 2022-12-12 | SSE_3f1da9f95e6cc755f6b42900e558632b.pdf |
| 603869 | New Wisdom Cognition | Notice of criticism | Decision on notifying and criticizing Xinzhi Cognitive Digital Technology Co., Ltd. and relevant responsible persons | Listed companies, directors, supervisors and senior executives - chairman of the board, directors, supervisors and senior executives - general manager, financial director | 2022-12-12 | SSE_1f7814b142a696412616499d4e06ee21.pdf |
| 601969 | Hainan Mining | Regulatory warning | Decision on issuing regulatory warning to Shanghai Fosun Industrial Investment Co., Ltd. | General shareholders | 2022-12-12 | SSE_852a0b708c71b104f7e3a9b715fe57fd.pdf |
| 601969 | Hainan Mining | Regulatory warning | Decision on issuing regulatory warnings to Hainan Hainan Iron and Steel Group Co., Ltd. | General shareholders | 2022-12-12 | SSE_931f8534dcf4a6a8808ea20f309a6c15.pdf |
| 688086 | *ST Amethyst | Regulatory warning | Decision on the continuous supervision and supervision of the sponsor representative of Guangdong Amethyst Information Storage Technology Co., Ltd. | Representative Sponsor | 2022-12-09 | SSE_0f3a974dad1fe271aa75561bdeece67b.pdf |
| 603987 | Kandlay | Notice of criticism | Decision on notifying and criticizing Shanghai Kindly Enterprise Development Group Co., Ltd. and relevant responsible persons | Listed company, secretary to the board of directors | 2022-12-09 | SSE_dc27bf9cab6180e5114ab10a9d204536.pdf |
Data update frequency
Annual Update